Copy link:
Copy

The following are participants in the securities markets .
Underwriters
Debenture Trustees
Venture Capital Funds
All of the above
I am not attempting the question

In private placement, issuance is done to _____.
more than 50 persons
less than 100 persons
less than 50 persons
less than 10 persons
I am not attempting the question

For public and rights issues of debt instruments, it is mandatory to obtain credit rating from a registered credit rating agency. True or False.
True
False
I am not attempting the question

Foreign Currency Convertible Bonds (FCCBs) are also known as .
Euro Issues
Dollar Issues
Convertible credit securities
Convertible credit bonds
I am not attempting the question

............... is a clearing member but not a trading member.
Clearing Banks
Self Clearing Member
Clearing Member
Custodian

The market for government securities comprises the securities issued by the
Central Govt
State Govt
State sponsored entities
All of the above

The _____ arises if a party discharges his obligations but the counterparty defaults.
replacement cost risk
principal risk
systemic risk
unsystematic risk

Interest payments of the following bonds are based on Wholesale Price Index/ Consumer Price Index :
SBI Bonds
RBI Bonds
Zero Coupon bonds
Indexed bonds

..................... performs novation for transactions in Government Securities.
Clearing Corporation of India Ltd. (CCIL)
National Securities Clearing Corporation Ltd. (NSCCL)
National Stock Exchange (NSE)
National Depository Services Ltd. (NSDL)

______ trades are essentially forward transactions in a security which is still to be issued.
Forward
If Issued
When Issued
None of the above

Swaps are a type of derivatives. True or False.
True
False

Arbitrageurs are one of the participants in the derivatives markets. True orFalse.
True
False

Risk averse investors use derivatives for speculation. True or False.
True
False

Speculators use derivatives as Hedging tools. True or False.
True
False

.................... are standardized, exchange traded contracts.
Swaps
Forwards
Futures
FRAs

Strike Price for a call option on a stock is Rs. 125 and the underlying stock price is Rs. 120. If the Premium is Rs.2, the option is _____.
In the money
Out of the money
At the money
Deep in the money

An out of the money call option has an intrinsic value of zero. True or False.
True
False

............... means a depository whose name is entered as such in the register of the issuer.
Beneficiary owner
Registered owner
Investment Banker
R&T Agent

A company may purchase its own shares, out of .
it’s promoters money
it’s Equity Capital
Profits
Free Reserves

..................... is the total number of outstanding contracts that are held by market participants at the end of each day.
Outstanding position
Outstanding Interest
Open position
Open Interest

Copy link:
Copy

Authored by:

Skills for Banking|Financial Services|Insurance

Tests Created: 9

  • 644 Followers
  • Send message
More Tests By Author:
Test your knowledge on CCRA (50 Questions)
136
attempts
Anti Money Laundering - Basics (15 Questions)
4454
attempts
Risk Management - Basics Test (11 Questions)
145
attempts
Discussion
Your Facebook Friends on WizIQ