Making Sense of Carbon Neutrality: Appendix 1

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APPENDIX – Setting up of questionnaire The building up of the questionnaire The questionnaire items used come from: The “readiness for organizational Change from Holt, Armenakis, Field, (2007). The openness to organizational Change from Devos,, (2008) The openness to change from Chawla, keloway (2004) that offers also the main characteristic of this methodology. The commitment to Organizational Change (Meyer, 2002) Diagnosis of leadership, communication and vision from Cohen and Kotter, 2005) In addition: Several complementary tools used by n. 1) (Holt) and in particular: on individual perceptions (Wanberg Banas); Trumbo (1961) on attitudes towards change personal perception; Mayer and Davis on Trusts and ability of managers; rebelliousness (Hong and Faedda); Locus of Control from Rotter. Readiness Holt Capability to implement change Appropriatemess Personally beneficial nature of change (Semior Management support) Organizational beneficials of Chnage Openness Davos and Chawla Wanberg- Banas Type of Commitment (Culture) Herscovitch Vision on CN Kotter Palmers 11 questions Items from Holt 26 total 20 READINESS: READINESS: 10 organization 10 individual SM Drivers of change: 4 direction 11 updating 4 animation 1 dialogue 12 organization READINESS (HOLT) A. APPROPRIATENESS (HOLT) direction CN matches the priorities, (mission, vision) of UN (WE) - awareness (scala normale) – appropriateness (tradizionale) Q Qualitative questions will follow: (direction) choice between: CN will keep energized UN mission CN will re-energize UN mission CN will not provide UN mission with any energizing effect CN will take negative energies to UN mission Open answer Creates direction There are legitimate reasons for UN China to make CN strategy starting (WE) There are a number of rational reasons for this change to be made (WE) Qualitative questions related to this: Q UN China adoption of CN strategy will (direction): provide the agencies with a clear, new, sense of direction boost the UN China pathways confuse the picture of its priorities have no effect on the sense of direction open Q UN China will adopt CN strategies (direction): according to an array of emerging internal patterns already happening; according to clear specific guidelines decided at central level according to clear indications elaborated by the Senior Management in UN China; randomly; open Q UN China will move to CN (position at the external): to be leader in the Low Carbon Arena to adequate its reliability to the competitors to show consistency to its action to attract partnerships open Q UN China will move to CN (updating) setting free its personnel in updating many operational frames as they do not fit anymore with the external environment empowering Senior Management in establishing new operational requirements that need to be updated to the external circumstances allowing better control on the existing sets of tasks and results on behalf of single teams and officers, as the external circumstances will require it with no impacts on the balance of individual frames of action; open Q UN China will take CN strategy (updating) as a strong opportunity to let teams and indivduals renovate several patterns of function; as an opportunity to plan a change in the usual patterns of functionality as any other long-term mission that will fit in the existing functions as a specific target that will need strict top-down guidance open Q When UN China will implement a CN strategy (animation) will leave that experimental bottom-up organizational activities be implemented, where surely the existing personnel will find new unexpected opportunities will re-organize the work through new rigid top-down approaches will leave unchanged the existing precise organizational structures will leave unchanged the current animated organizational setting of UN China open Q UN China will take actions on CN (animation): availing the creative endeavors of the existing personnel finding innovative opportunities for fill the target starting from a strict identification on what must be done with the help of experts assigning strict tasks to the team leaders assigning a specific team of organizing the work open Q CN strategy will: (dialogue): be a chance given to UN China to define better the borders of its internal structure and action on a number of issues be a chance given to Senior Management to make the organization definitely walk the talk on a lot of current issues be a chance given to UN China to stimulate open and frank discussions at all levels on threats, opportunities, strengths, weaknesses of the organization have strong influences only on technical aspects of the organization open Q The adoption of CN measures will (dialogue): will stimulate fun discussions among the employees on individual patterns of life and workstyles will be a very complicate issue to manage carefully at individual level, that will become a mandatory subject of discussion within our own teams will oblige each of us to show good performances will be well and easily administered from one of the teams, discharging any impact from the whole of UN China; open Q UN China will save money getting the Carbon Neutrality Q UN intends educating its employees and members to the CN through this change to CN Open answer ? Dir. UN in China will benefit from going to CN (WE) When we will implement CN strategy our customers, stakeholders, etc. needs) will be better addressed (or reliability in front of stakeholders and partners, Cooperation Community Players, more productive) (WE) Some qualitative questions regarding the relationship with external Dir. (I think we are implementing CN strategy just because we are UN) (WE) (It is critical for UN to move in the direction of CN). Dir. (It doesn’t make much sense for UN to enter into this CN game) (WE) Dir. updating CN will improve UN China Efficiency (WE) updating I cannot imagine how CN will make things better than the way UN china is now (WE) Reasons for saying that: qualitative updating The time that will be spent on CN should be spent for changing something else that sound more appropriate to me (WE) What changes, qualitative questions? updating C. Change efficacy (HOLT) animation I do not anticipate any (which are) problems adjusting to the changes we will have when CN strategies will be adopted (WE) Qualitative questions: a big change, which kind of changes Animation There are some new tasks that will be required when we will have CN ongoing that I can see clearly (WE) Qualitative animation I am sure UN will provide a long training in order to get successfully this change strategy (WE) Updating 10 individual D. Personally beneficial (HOLT) People in my situation (situation: level, department, team, organization, operational/program) will not have any benefits (scarce corporation attitude) (I) updating, When this change will be implemented I do not believe there is anything for me to gain (I) updating, My future in UN will be positively affected because of this CN strategy (Self-Esteem) (I) updating CN in UN will give me new career opportunities (Self-esteem) (I) updating When the implementation of CN will happen, I can envision financial benefits for me (I) updating (The effort required to implement CN is small when compared to the benefits I’ll gain from it.(I) Upda. Change effect (I) (HOLT) This change (CN) will make my job (interesting, more suitable, more attractive for other possible employers, easier?) (I) animation I am suspicious that the reasons behind this CN strategy have nothing to do with improvement of employees’ situation (I). animation In the long run I feel it will be worthwhile for me if the organization adopts CN strategy (I) updating I am interested. I feel sincerely open to discuss all the reasons that are behind this CN strategy (I) dialogue SELF ESTEEM (from Holt) When I set my mind to CN, I can learn everything that will be required when this change Is adopted (self-esteem) (I) My past experiences make me confident that I ‘ll be able to perform successfully after this CN strategy is made operational (self-esteem) (I) CN seems having too many implications (too many tasks) in its possible implementation (I am intimidated) (Self-esteem) (I) When I heard that CN strategy was to be adopted I thought that it suited to my beliefs and skills perfectly (self-esteem) (I) Which are your beliefs or skills (qualitative exploration) There are some tasks that will be required that I do not think I can do well (threatening and self-esteem) (I) Qualitative When we’ll implement the change and the CN strategy, I feel I can handle it with ease (SELF-Esteem) (I) B. Management Suport Our seniors leaders have (or will) encouraged all of us (have shown that they will be committed to this CN strategy) to embrace CN Our organization top decisione makers (out of China) have put all their support behind CN strategy Every senior maanger has stressed the importance of this change Most senior leader of our organization is committed to CN I think we will spend a lot of time on CN when the seniors will be not committed to this CN Management wil send a clear signal that UN is going to adopt CN Which benefits: qualitative (da Dunphy, page 155 UN will be more flexible to respond to a changing demand UN will develop core skills and competences, investing in people and resources UN will develop Human Capital UN will develop Knowledge management UN will make effective use of technologies and will increase its direct technological knowledge UN will be more efficient in any performance UN will be able to strengthen its partnerships UN will innovate its organizational structures and its organizational culture UN will become more reliable to its stakeholders UN will displace better its CSR strategies Social support Appropriateness in the skills How much your immediate supervisor will be available (skilled/capable) to discuss with you about Carbon Neutrality strategic enviroment) (I) (dialogue) How many people in your office will be available (skilled/capable) to discuss with you about Carbon neutrality strategic enviroment) (I) (dialogue) Many Several do not know Just 1 or 2 no one How much out of your work you wil find people be available (skilled/capable) to discuss with you about Carbon neutrality strategic enviroment) (I) (SM Neutral) Change related self-efficacy Wherever CN can go I am sure I can handle it (I) (animation) I get nervous that I may not be able to do all that is demanded of me by CN strategic endeavors ® (I) updating) Though I may need training, I have little doubt I can perform well under the CN (I) (?) Information-status The information I receive about small, medium and big changes has always been timely in my organization (WE) (all 4 drivers) The information I receive about small medium big changes has always been useful (WE) (all 4 drivers) Information I receive abut small, medium big changes has always adequately answered my questions (WE) (all 4 drivers) To be continued on INFORMATION (WE) (double ways etc.etc… all 4 drivers) Evaluate more the level of dialogue PARTicipation I have been able to ask questions about the changes proposed and realized in the past and this has been an useful way of proceeding in my organization (WE) (4all) I have been able to participate in the implementation of changes proposed without any difficulty (WE (4all) I feel to have some control over the change by virtue of my position (WE) (4all) If I wanted I could have input into the decisions being made about the future (WE) (4all)) Commitment to change items (light blue) 3 dialogue 5 direction 3 updating Appropriateness In the values (affective) I believe in the value behind a CN strategic move (I) (dir.) Appropriateness in the direction CN will be a perfect strategy to be adopted now in China by UN (WE) (dir.) Management is making a mistake by introducing this change now ® (WE) (dir.) A CN strategy serves an important purpose (WE) (dir.) Qualitative: can you describe it? Things would be better without this change ® (WE) (updating) Appropriateness This change, associated to Carbon neutrality is absolutely necessary ® (WE) (updating) why? Continuance Appropriateness continuative I do not feel to have choice but to go along with this change (I) (updating) UN China do not have choice but to go along (WE) (updating) We are feeling pressure to go along (WE) (dialogue) UN China has too much at stake to resist this change (WE) It will be too costly to resist this change (WE) It will be risky for UN officers to speak out against CN moves (WE) (dialogue) (Resisting to CN is not a viable option (WE) Appropriateness Normative I feel a sense of duty to work towards this change (I) (direction) (I do not think it would be right for us to oppose CN (WE) I would feel badly about opposing this change (I) 11. (It would be irresponsible to resist this change), direction why? I would feel guilty about opposing this CN (I) 12. I do not feel any obligation to support CN ® (I) (dialogue) Kotter 2 direction 1 animation 2 updating Appropriateness In relation to the Vision (direction) I could match easily the current UN vision and my job description (I) Try to describe the match In One sentence (non-mandatory) (animation) I understand the vision that CN will bring in UN (I) Try to describe in one sentence (non mandatory) Qualitative on UN China (direction) UN vision regarding CN is flexible enough that it can be changed in light of changing environmental conditions or feedbacks received by all the employees (in a bottom-up approach) (We) (updating) Our vision takes always into consideration our organization, the external environment and competitive trends (WE) (updating) See some competitors that can reach to act more in line with the vision that UN would give to CN (WE) Which organization (Direction) From Nelissen et al. (2008) Unfreezing phase (1) Corporate survival: . Without the planned organizational change the organization would not survive. (2) Personal opportunities: . I considered the organizational change as a chance to show my qualities. (3) Positive state of mind: . From the beginning I took up a positive state of mind on the organizational change. (4) Fear tasks: . I was afraid to become appointed with less attractive tasks in the course of the organizational change. (5) Fear atmosphere: . I was afraid the atmosphere at work would deteriorate. (6) Lack of confidence: . I had no confidence in a successful enrollment of the organizational change. From Palmers (et al. 2009) DIALOGUE Direction The managers believe that a different future will be open through CN? Measurement ----------------- \ DIALOGUE Organizational Context Do you think that UN China could put in place something similar to processes of total quality management process that could facilitate the CN goals? RETROSPECT --- UPDATING Processes functions have you ever redesigned business processes? Have you ever experienced a re-profiling? How you feel individual-oriented or corporate-oriented according to your experience of UN to your duties? ANIMATION Competitor benchmarking If you should consider competitors working on CN: UN system is in first row, or behind, etc…. COV. Customer focus You are familiar with the main counterparts of your organization...and you know them well DIALOGUE UPDATING Rewards Do you think that being innovative (or taking some risks) is well rewarded in UN? DIALOGUE RETROSPECT Organizational structure The structure is rigid and unchanged in the last 5 years? Or you assisted to many reorganizations? Communication You can define your organization a two-ways (top-down and bottom-up) communication organization DIALOGUE Organizational hierarchy do you define your organization few level of hierarchy or an engulfed-with different layers of organization Prior experience with change Do you remember major changes in the recent past in your organization? Do you ever experienced changes in your work? DIALOGUE Morale Team spirit? Voluntary extra effort? Trust or mistrust? DIALOGUE Innovation Is discouraged to work intra-teams etc. Additional References Cole, M.S. Harris, S.G. Bernerth J, B. Exploring the implications of vision, appropriateness, and execution of organizational Change in Leadership & Organization Development Journal Vol. 27 No. 5, 2006 pp. 352-367 Available on internet at: www.emeraldinsight.com/0143-7739.htm (accessed March2010) RAINE, A. ROGER, D.B. AND VENABLES, P.,H, (1982) Locus of Control and Socialization in JOURNAL OF RESEARCH IN PERSONALITY 16, 147-156 TRUMBO, D. A.,1961, INDIVIDUAL AND GROUP CORRELATES OF ATTITUDES TOWARD WORK-RELATED CHANGE Journal of Applied Psychology, Vol 45, No. 5, 338-344 Rotter, J. (1966). Generalized expectancies for internal versus external control of reinforcements, Psychological Monographs, 80, Whole No. 609. Available on internet at: http://wilderdom.com/psychology/loc/Measures.html#TypesMeasures Marsh, H. W. & Richards, G. E. (1986). The Rotter Locus of Control Scale: The comparison of alternative response formats and implications for reliability, validity and dimensionality. Journal of Research in Personality, 20, 509-558. Marsh, H. W. & Richards, G. E. (1987). The multidimensionality of the Rotter I-E Scale and its higher order structure: An application of confirmatory factor analysis. Multivariate Behavioral Research, 22, 39-69. Nelissen, P. Selm, van, M. Surviving organizational change: how management communication helps balance mixed feelings Corporate Communications: An International Journal Vol. 13 No. 3, 2008 pp. 306-318 Available on internet at: www.emeraldinsight.com/1356-3289.htm Rotter, J. (1966). Generalized expectancies for internal versus external control of reinforcements, Psychological Monographs, 80, Whole No. 609. http://wilderdom.com/psychology/loc/Measures.html#TypesMeasures Appendix 3 - Message for trial Dear Colleagues, On behalf of the UN Country Team Carbon Neutrality Task Force, I am writing to kindly request that you assist us by sharing your thoughts about the Carbon Neutrality process through our Carbon Neutrality and Change Survey available at . As you may already know, since October 2007, the UN Secretary General, Ban Ki Moon has announced to the world our organization’s commitment to walk the walk on the vital issue of climate change. He then stated: “Around the world, nations, cities, organizations and businesses are looking afresh at green options.  At the UN, I have instructed that the plan for renovating our NY HQ should follow strict environmental guidelines. I asked the chief executives of all UN programmes, funds and specialized agencies to move swiftly towards Carbon Neutrality”. This commitment has been gradually strategized in the United Nations Climate Neutrality Initiative. Recently, UN China has been conductinglearning and knowledge sharing activities on climate change and launched an internal operational initiativeknown as the UN Climate Neutral Initiative in China. The objective is to move the UN China agencies and teams towards achieving Climate Neutrality in our operational activities. On February 9th 2010, the UN Country Team approved an Action Plan where joint activities will be undertaken by the Operations Management Team and the UN Theme Group on Climate Change and Environment. As a first and very important UNCT-wide activity, the Carbon Neutrality and Change Survey will inform us on thepotential UN China response to the Carbon Neutrality process and will provide recommendations for the development of the UN China Carbon Neutrality Strategy. Please, do take a few minutes to participate in this survey! We value your honest input immensely and the more colleagues respond the more valid and informative the results will be. In order to ensure both individual and agency anonymity, no respondent login information is required and there are no questions to identify in what agency a respondent works. The questionnaire will be open until xx May 2010. Thank you in advance for your invaluable and very active contribution! Warm regards, ANNEX 3 – 2nd message of Trial From: Andrea Office Date: Mon, 17 May 2010 20:32:56 +0800 To: Andrea Office Conversation: Trial Group of UN China Carbon Neutrality and Change Survey Subject: Trial Group of UN China Carbon Neutrality and Change Survey Dear friends, Thanks for having accepted to be part of the Trial Group of the “UN China Carbon Neutrality and Change Survey”. This trial is a substantial step to improve the effectiveness and the reliability of the items, and, in particular is aimed to make shorter the survey. This will be done partially in automatic, on the basis of the factor analysis applied to your answers, and partially through your direct feedback in the days following the completion of the trial. Taking into account several commitment we are called these days, you have time to fill the questionnaire until Friday May 21st 12h, in order to give me the possibility to work on the analysis of the answers, during the weekend. Should some of you for any reason abandoning the trial, please to notify it to me in order I can do my best to replace him/her in order to reach the number needed for such an exercise. The questionnaire is absolutely anonymous, and anonymous are also the single UN agencies everybody of you belong to.   To start the trial please to click on http://www.zoomerang.com/Survey/WEB22AND8CG7VC. All the general information on you and the quantitative answers are mandatory. Though the qualitative answers and the open answers are not obligatory to fill the survey, in order to save the time of the respondent, we consider it very substantial to characterize the survey. If, as we expect, the text of much part of items in the final questionnaire will not result highly different from those in the trial, your answers will be added to the outcome of the main submission, avoiding you the repetition of the survey. Best Regards Andrea on behalf of UN Climate Neutral Initiative in China    ------ End of Forwarded Message Ann. 1 Survey initial page Appendix - Message for the final Survey From: Webmaster CN Sent: Monday, June 07, 2010 6:00 PM To: abdul@iist.unu.edu; Abdurrahim.Siddiqui@wfp.org; abh.singh@unesco.org; adam mahamat; ao@iist.unu.edu; aihuawu@adb.org; goua@wpro.who.int; a.hao@unesco.org; Alessandro.Esposito@wfp.org; a.amadio@unido.org; pci@iist.unu.edu; chiu@unhcr.org; amelia chung; Anahit.Sadoyan@wfp.org; Andrea De Angelis; herbert@ilo.org; aw.passmore@unesco.org; anthea.webb@wfp.org; antonio@iist.unu.edu; ariellee3@gmail.com; alee2@imf.org; azatullah@iist.unu.edu; huangb@wpro.who.int; dingb@wpro.who.int; dengbs@ilo.org; Bayar.Purevsuren@wfp.org; b.kaldun@unesco.org; Jia.Beibei@fao.org; Beiyan Xie; coquelin@unfpa.org; b.wang@unesco.org; bba@iom.int; icemoon_li@yahoo.com.cn; huangchunlanundp@sina.com; Blanca.Lobator@wfp.org; bokchul song; caihong@unfpa.org; canaria gaffar; Carsten Germer (COSU Director); c.wong@unido.org; cecile pentori; cbista@adb.org; chlee@ilo.org; cf.zhang@unesco.org; lichangxin2@126.com; zhuchangyou@ilo.org; cqu@unicef.org; sum@unhcr.org; Chenchen.Hu@wfp.org; chengcheng@adb.org; xuec@unaids.org; chu@unicef.org; cchu@adb.org; leec@wpro.who.int; ChoiIl.Yong@wfp.org; RiChol.Ho@wfp.org; Kim.CholJin@wfp.org; RiChol.Ryong@wfp.org; ChonIL.KIm@wfp.org; 555@undp.org; lic@unaids.org; liao.chongguang@fao.org; C.Nan@unido.org; chonglian@adb.org; ngaothep@unhcr.org; halacasc@ilo.org; FoergwimmerC@wpro.who.int; YuChun.Hyok@wfp.org; Hong.ChunSong@wfp.org; richun.yong@wfp.org; Jon.ChungHyok@wfp.org; cli@unicef.org; wenc@wpro.who.int; Chunqian.Jiang@fao.org; czhao@unicef.org; liuchunxiu@ilo.org; coffee@iist.unu.edu; osbornec@wpro.who.int; hennigc@wpro.who.int; tunonc@wpro.who.int; gao@unfpa.org; bj2009ocbydf@yahoo.com.cn; dageng.liu@wfp.org; drutstein@unicef.org; dwang@unicef.org; Dan Li; danxu@adb.org; dluo@unicef.org; fangd@wpro.who.int; d.liang@unido.org; d.ziyasheva@unesco.org; dli@adb.org; Dexiang Wang; dsun@unicef.org; dmcloughlin@unicef.org; dhipgrave@unicef.org; d.fu@unesco.org; dimitri@unidoitpo.org.cn; Dong Wang; wangdongling@ilo.org Subject: (UN China Community) Survey on Carbon Neutrality and Organizational Change in UN China Sender: guobin.xiao@undp.org ---------------------------- Dear UN China colleague I am writing to kindly request your assistance by sharing frankly your thoughts about the Carbon Neutrality process through our Carbon Neutrality and Change Survey, which is available at http://www.surveygizmo.com/s3/309061/UN-China-Carbon-Neutrality-and-Change-Survey. As you may already know, since October 2007, the UN Secretary General, Ban Ki Moon has announced to the world our organization's commitment to walk the talk on the vital issue of climate change. He stated: "Around the world, nations, cities, organizations and businesses are looking afresh at green options...I asked the chief executives of all UN programmes, funds and specialized agencies to move swiftly towards Carbon Neutrality".  This commitment has been gradually strategized in the United Nations Climate Neutrality Initiative . (See also: http://www.unep.org/climateneutral/) Recently, as you may be aware, UN China has been conducting the Common learning and knowledge sharing activities on climate change and Carbon Neutrality and launched a proactive internal operational initiative known as the "UN Climate Neutral Initiative in China”. The objective is to move the UN China agencies and teams towards achieving Climate Neutrality in our operational activities. On February 9th 2010, the UN Country Team approved an Action Plan where joint activities will be undertaken by the Operations Management Team and the UN Theme Group on Climate Change and Environment. The initial carbon assessment is comprised of 1) A carbon assessment by each agency; 2) A short commuting survey to calculate approximate commuting emissions; 3) A survey on Organizational Change and Sense-making: and this survey is aimed to this purpose. The information gathered through these tools will allow us to make an initial carbon assessment and recommendations on change strategies and next steps. In particular this Carbon Neutrality and Change Survey will inform us on the potential UN China response to the Carbon Neutrality process and will provide recommendations for any development of a brand-new UN China Climate Neutrality Strategy. Please, do take a few minutes to participate in this survey! We value your frank input immensely and the more colleagues respond the more valid and informative the results will be.  In order to ensure both individual and agency anonymity, no respondent login information is required and there are no questions to identify in what agency a respondent works. The questionnaire will be open until 27 June 2010. Andrea De Angelis on behalf of “UN Climate Neutral Initiative in China”. Appendix - Message for organizing the interviews From: Silvia Morimoto Sent: Monday, July 12, 2010 11:05 AM To: andrea.deangelis@undp.org; herbert@ilo.org; zhongjun.zhang@fao.org; ayen@unaids.org; m.bista@unesco.org; mkhan@unfpa.org; lamnj@unhcr.org; dmcloughlin@unicef.org; tunonc@wpro.who.int; a.amadio@unido.org; Hollenbeck@unapcaem.org; E.Clarence-Smith@unido.org; julia.broussard@unifem.org; Silvia Morimoto; Pablo Barrera; zhang.shigang@unep.org; giovanni.nicotera@unodc.org Cc: Pablo Barrera; Li He; alketashehu@hotmail.com; Subject: Carbon Neutrality Survey and Interviews Importance: High Dear UN colleagues, Thanks for the interest shown to the process of “sensemaking” on Carbon Neutrality. In the last weeks, a Survey received a strong contribution from UN Staff, and 82 people filled the survey (15% of UN China Staff). Therefore we can summarize to have registered a great success and all the agencies and many staff members helped a lot to make the survey working: thanks a lot to all of you for this. The success of this exercise convinced us to go further, and now we are planning to have “sensemaking” interviews (60 Minutes) with you to comment the results of the survey. I’d really appreciate your availability or the one of your deputies or strict collaborators, to contribute to this interesting exploration, that will be conducted starting from next Monday 19th July, by Andrea De Angelis, Senior Climate Change Advisor, UNDP China and Alketa Spahia, Research Support Specialist. The documents attached should make easier the interview and can result helpful to seize the big endeavors that was behind the Survey. I am sincerely confident you will appreciate it. Looking forward to receiving your kind feedback, we are going to contact you during the week to secure an appointment with our experts. Best Silvia Open Answers – Text Analysis Please write a few words to explain how Carbon Neutrality Strategy matches or does not match the UN China priorities ID Response Data 5 I feel China is making serious efforts to achieve significant reductions in carbon emissions 13 It complies with the MDG 16 it is the problem China is facing 19 climate change set as one of the priorities in the next five year plan 25 Too much travel 27 Protecting the environment is a huge priority for UN China, so the strategy shows that UN China's people are aligned with its goals in their everyday actions. 28 UN China priority on low carbon 32 Aligned programme towards carbon neutrality and green office processes 34 Climate Change is one of three outcomes in the new UNDAF 40 It coheres with China's goal of more environmentally friendly development 42 The UN in China's mission is to support the Chinese government in achieving and more equitable and sustainable development and as such objective's core idea is a low-carbon society, the UN contributing to such idea starting from its own courtyard is certainly in line with its priorities in China. A UN (China) leading by example not only reaches the goal of actually reducing the organization's imapct on the Chinese environment but is also is an extremely powerful message of encouragement for the Chinese government to follow the same path 43 It's clear that UN China is committed to reducing carbon emissions in China. 45 focus on protection of environment, rational use of limited resources, find alternatives, polluition reduction 59 Carbon Neutrality Strategy should match all organisational priorities, especially the UN and in China where energy issues are a high priority. 63 It matches priorities for sustainability 64 Carbon neutrality contributes to adapting climage change, which is one of the UN China priorities. 66 as the development goal 69 Examples must be set by those preach the need to reach a low-carbon future 70 Environment is an important issue globally. 72 In my office, the green office idea is conducted well. 73 Carbon Neutrality Strategey matches the UN China priorities because China's mode of development matches the strategy. 90 Starting from saving papers to purchase carbon credit for certain events, UN China has prioritize the staff awareness and project implementation to be as green as possible. 92 I think it should be UN China strategy, however only when all offices have put it as the priority and come up with an action plan, we can say we put it a pririty 93 UN China takes the leading role in the process of Carbon Neutrality Strategy, setting example for others 94 Carbon emission is the national priority, and UN China should take the lead. 97 When national governments hesitate to commit to lower carbon consumption, the UN should take a leading role in managing and implementing the strategy. 100 Lack of the practical actions for each agency 102 China is a polluter and yet still a developing countries. The development path should be different from the developed countries to make it sustainable. 104 respond to climate change is one focus of the UNDAF 111 Each organization,including un China has the obligation to neutralize the carbon emission. the fundemental solution we can mitigate the impact of C.C. is to change the way of conventional energy consumption. 114 Chinese government is taking much effort to address this issue. 116 Good for achieving UN Millennium Development Goals 120 Climate change mitigation is a key part of UNDAF and CPD. UN China needs to lead by example. 124 Some low-carbon initiatives There are legitimate reasons for us NOT to initiate a Carbon Neutrality process Please list briefly a few of the reasons behind your answer ID Response Data 5 It is in everyone's best interest to be carbon neutral or at least to try to achieve it. "If we all do a little, we can do a lot." 13 The Carbon Neutrality inititiave is necesssary for all organizations, not only UN. 27 UN China does all sorts of important work. If this work is disrupted by the process to any large extent than the costs may not be justifiable. 28 Chinese government strongly support carbon neutrality 32 Both National and UNDP policies are in favor of carbon neutrality 40 There is a clear need for this process 42 It is time to show in practice that positive change is possible and that the UN as leading international organization is strongly committed to it. No reason, not even budget considerations, is more important than reducing carbon emissions at the greatest extent in this time in history. Presenting concrete results in this sense at the next Conference on Climate Change is a meaningful contribution to the negotiations and gains increases the UN's credibility 43 It's clear that the UN must set a good example if we expect Chinese institutions to follow. 45 pollution is such a burden 63 Climate change is upon us and we must act today to halt its progress 66 is there any UN global policy referred 69 The are no reasons why not try - however there are realities which will be difficult to overcome in terms of the UN's energy usage profile in China 72 The carbon neutrality process is benefit for us on a long view, no matter if it can affect climate change. 73 Chinese Policy makers will not practice a low carbon strategy right now in cost of GDP slowdown. 93 Environment is very important for all the people in the world and no one should be excluded. And environment protection should be everyone's responsibility. 94 There is no such reason. 98 The UN should always try to improve and set examples no matter where we are 102 it is a must. 104 i am not aware of any. 111 i donot see any legitimate prohibiting this process. perhaps my knowledge is limited. 114 Common sense 120 There can be no moral justification for not acting 124 No major barriers 125 many organizations look up to UN for the efforts 3 My perception is that UN China will NOT benefit from going Carbon Neutral Please list a few reasons why UN China will or will not benefit from Carbon Neutrality ID Response Data 5 For the same reason as above 13 Everyone and every organization will benefit from going carbon neutral. 16 UN China will get more financial support 27 It would set a good example certainly, but it would have to be matched with an extremely strong marketing campaign to be worth the forgone opportunity costs. 28 there will be off-set 32 Carbon neutral contribute to a better world and contribute a better office working environment and better office operational enviroument 40 The change will be costly in resources 42 Every organization in the long-term benefits from carbon neutrality (some changes may be expensive at the beginning but will pay off in gained energy efficiency and a more reasonable use of resources), not to mention the responsibility as an organization towards the environment 43 We will benefit from learning about how to reduce emissions, cost savings from emissions reductions, and setting a good example. 45 must be leader, give exemple 53 It can only improve the working environment, and environmental sustainability 63 It is in line with the best-practice image of the UN to set a good example by becoming carbon neutral. 66 admin cost is too high 72 as above. 73 UN China will benefit from Carbon Neutrality because it follows China's development process in the near future. 92 It is worth to try and see what a carbon neutral UN China looks like and this may set a model for China 93 UN China will benefit from the Carbon Neutrality because we both live in the world and will share the benefits and also suffer from the mistakes together. 94 UN China will benefit for own operation managment, and experience will be shared. 97 UN China, if taking the Carbon neutral strategy, can form good relationship with Chinese government to curb carbon consumption and therefore boost UN China's influence as a leader on this issue. 98 It's moving forward 100 no specified tasks/actions require UN agencies in China to be motiviated 102 I ti UN who can moblize support for this undertaking and should play a central role. 104 UN will benefit at least by branding itself as a leading organization in climate change 111 save cost; contribute to the c.c. 114 will benefit 120 UN China will have a sense of collective achievement and receive positive coverage, encouraging our partners to follow, thus contributing to programme objectives 123 The UN should set the right example 124 Set a good example/model 125 be a leader; lead by example 4 Funds and chang 72 when we do some change for carbon neutrality, the funding is needed. 114 Gender, HIV/AIDS, evironment programming etc 5 Please write the reasons why it does NOT make much sense for the UN to enter into the Carbon Neutrality process ID Response Data 60 I don’t understand the subject. 64 UN will need more funds, staff and recorces to complete and maintain the process 6 The time being spent on actions to move towards Carbon Neutrality should be spent on the following issues deserving organizational changes: following issues deserving organizational changes: ID Response Data 5 Nothing to say 13 Greening UN China and improving its efficiency 27 core work 28 efficiency 30 Knowledge Sharing Advocacy and effective realistic design and effective implementation of the strategy 32 pipelines 35 clear agency strategy and action plan 53 information 60 communication 63 media campaigns and awareness raising. 64 Human resources and fundraizing for being towards Carbon Neutrality 66 2 years 69 office infrastructure and travel 72 I'm not very clear. 73 define Carbon Neutality; 90 off-set carbon footprint 92 NA 93 Not very clear 94 organization capacity 97 1) disseminating the idea of carbon neutrality among UN China staff 2) design roadmap of designing and implementing carbon neutrality strategy in UN China 102 partnership, communciations 104 1-3% of working hour 105 infrastructure, business processes 106 one year 110 keeping all the stakeholders informed 112 N/A 114 Programming as one UN 116 not sure 120 none 124 awareness raising and capacity development 125 moving towards paper-use-reduction work process; atttitue towards use of energy (esp heating and cooling in the office and at home, effective use of public transport 7 Which will be the main problems for staff members to adjust to the changes brought about by Carbon Neutrality? 5 Change itself and a lack of understanding of what the ultimate objectives anad goasl of carbon neutrality are 13 change of lifestyle and working style 25 Lack of information sharing and understanding 27 random, but small, frustrations 28 heavy workload 30 If the changes affect personal interests. 32 Havitual change 35 change of mindset and behavior 40 New procedures and requirements 42 resistance to change habits, lack of valuable options if not supported by management 53 lack of time, lack of knowledge 56 if all is properly informed. 59 Doing things differently to the way it has always been done. 60 communication 63 ? 64 How to adapt to the carbon neutrality-based daily work procedure. 66 no human resources 69 There shoudl few if its done right. 72 idea 90 awareness and willingness 92 unclear what changes brought in by the initiative 93 Changing the old habits 94 individual incentives 96 not fully aware about the UN's vision on Carbon Neutrality and don't know how to reflect it in their daily works. 97 the time and effort it takes to fully understand and recognize the meaning and importance of CNS 98 Not enough knowledge 100 Behavior change 102 communication and coordination 104 impact on work effectiveness 105 UN staff often travel by air. Reducing air travel may decrease efficiency & quality of programs/planning. 106 knowledge and ways to do it 110 top to bottom management mentality 112 N/A 114 Programming as one UN 116 management issues 120 lifestyle changes, reduction in travel (flights) 124 incentives/disincentives 125 resistance to change of work habbit; wastage habbit in the use of energy and reluctant use of public transport facilities 8 What new tasks will be required with the implementation of Carbon Neutrality Strategy? 5 Change mind sets 13 to integrate new environmentally friendly habits in lifestyle and working style 25 Implementation and procedural tasks 27 consideration of Carbon Neutrality on a daily basis 28 reporting 35 practical ways for dealing with sustainable procurement, options for green buildings and facilitities and agencies' management culture 40 Better use of physical resources 42 appropriate monitoring and evaluation 46 more orientation about this strategy and its implications to staff members 60 training 64 More staff and time to be invested on the implemenaton and more evaluation work and reports to be done. 66 training 69 To do something serious and just not "moving deck chiars on the Titantic", we need the freedom and the funding to undertake infrastructure changes...just turning off the lights anit gonna do it. 72 I'm not very clear. 90 concrete measures each individual can report to the management/Team/partners in operation 92 unclear to the staff members 93 Learning new knowledge and really carry out these action 94 measurement & monitoring 96 training and communication 100 develop an action plan 102 knowledge sharing 104 working behavior change 106 grass roots training for everyone working for UN China, including the clearner etc. 110 i have no idea 112 N/A 114 Progamming as one UN 116 not sure 120 don't know 124 Knowledge and attitudude 125 different filing/archiving methods, planning of staff travel; new guidnance on energy use in office (lighting, cooling, heating Appendix – UNDP Global Staff Survey, China Communication UN Reform - Change Information Sharing Animation and Empowerment Sense of Proud Motivation Direction Respectful dialogue Trust

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